We provide a wide-range of audit and regulatory compliance services to the financial institution sector. These services include:
| a. |
Regulatory Compliance - Our approach is collaborative and risk-based. To help manage your compliance effort, we can provide the following:
Development of compliance risk profile and structure
Development of policies and procedures
Training for directors, management and staff
Implementation of monitoring systems
Assessment of compliance with laws and regulations
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| b. |
Internal Audit - We provide the expertise through outsourcing or co-sourcing to ensure that operational, financial and compliance risks related to the financial services industry are appropriately assessed.
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| c. |
IT Risk Management - We develop IT risk assessments, execute IT audits and perform security vulnerability assessments.
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| d. |
Other Advisory Services - We assist management with specific functions either as a one-time engagement or for ongoing support. These projects may include, but are not limited to the following:
Asset liability modeling review
Business continuity planning
Call report review
FDICIA reporting
Financial projections
Loan review
Policy development
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